Court rejects fine for trading ban breach
OSC says advisor awards based on production may mislead clients
The Canadian federal interest withholding tax regime
OSC adopts new fee model
Which of your fees are exempt from sales tax?
Certain MGAs pay multiple life agents for a single sale, FSRA says
MFDA and IIROC Members approve the creation of a single new SRO
Insurance regulators start consultation on banning upfront commissions
B.C. Court of Appeal says bankruptcy can’t erase millions in monetary sanctions
BCSC reprimands Bank of Montreal for lax supervision of securities transfer guarantees
Andrew J. Kriegler to lead Canada’s new SRO
The importance of harmonizing title regulation
Laurentian fined for AML lapse
Crowdfunding, payment platforms face new KYC rules
Canadian securities regulators publish annual activities report on oversight of the SRO and investor
Canadian financial regulators propose total cost reporting for investment funds and segregated funds
FSRA approves first 4 credentials for Ontario’s title protection
OSC alleges fraud at Bridging
The Liberals plan to review tax treatment of REITs. Will this help renters?
Industry gives “thumbs down” to new capital markets act